FINRA Application Fees
| Broker/Dealer Membership Application: | |
|
Self-Clearing Firms |
$5,000 |
| Principal/Representative Registration Application | $85 per Applicant |
| Disclosure Processing Fee | $95 |
| Series 7—General Securities Representative Examination | $200 per examination |
| Series 24—General Securities Principal Examination | $75 per examination |
| Series 55—Limited Representative-Equity Trader Examination | $60 per examination |
| Series 27—Financial and Operations Principal Examination | $75 per examination |
| Series 66—Uniform Combined State Law Examination | $110 per examination |
| Series 53—Municipal Securities Principal Examination | $75 per examination |
| Series 4—Registered Options Principal Examination | $75 per examination |
| Series 10—General Securities Sales Supervisor Examination | $60 per examination |
| Series 63—Uniform Securities Agent State Law Examination | $70 per examination |
| Series 62—Corporate Securities Limited Representative | $60 per examination |
| Fingerprint Card Processing Fee | $30.25 per card |
| Branch Office Application | $75 per branch office |
| Termination Fee (Form U5) | $40 |
| Late Termination Fee | $80 |
