Qualifications
This page provides information about qualifications and continuing education requirements, as well as information about the examinations administered by FINRA to registered representatives and other securities professionals. Also view test center locations and other associated information regarding testing delivery.
Qualifications & Testing
- FINRA Registration and Examination Requirements (Includes access to current Study Guides1)
- FINRA Administered Qualification Examinations (Includes access to current Study Guides1)
- Registration and Examination Fee Schedule
- Frequently Asked Questions
- Qualification Examination Waiver Guidelines
- Registered Principals' Responsibilities
- Registered Representatives' Responsibilities
- Implementation/Amendment Dates of Qualification Examinations
- Registration Code Classifications
- Test Center Location List
- Recent or Upcoming Changes
- International Testing Locations
- Holiday Schedule
- Group Reservations Procedure
- Scheduling - Frequently Asked Questions
- Special Accommodations
1 At this time there are no links to the study outlines for the National Futures Association examinations (Series 30, 31, and 32); the foreign modules to the Series 7 exam (Series 17, 37, and 38); nor to the Series 5.
