eFOCUS^TM

Following are resources and information to assist firms in completing and submitting their FOCUS^TM filings through the eFOCUS system.

 

Login to eFOCUS

 

eFOCUS is available through the Firm Gateway, which provides consolidated access to FINRA applications and timely information for your firm.

 

Go to https://firms.finra.org/ and use your existing FINRA user ID and password to login. If you are not yet familiar with the Firm Gateway, a brief tutorial is available from the login screen.

 

Upon logging in, access your firm's FOCUS filing through the eFOCUS system, which can be found under the 'Forms and Filings' tab.

 

User Support

 

Online Tutorials
View step-by-step instructions for completing your firm's FOCUS filing. You can pause, fast-forward or rewind each tutorial using control buttons.

 

• Getting Started
• Entering Values In a Filing
• Creating Memos and Annotations
• Submitting, Amending and Printing a Filing
• Analyzing Filings
• Managing Reports and Bookmarks

 

eFOCUS Overview
See a quick snapshot (PDF 1.9 MB) of eFOCUS system features.

 

User Guide
For more detailed information about eFOCUS system functionality, view an in-depth user guide. (PDF 7 MB)

 

FAQ
Review frequently asked questions and answers for eFOCUS. These will be updated periodically.

 

Questions
If you have additional questions about eFOCUS or your firm's filing, contact your Coordinator.