Short Interest Reporting Due Dates
FINRA would like to remind member firms of their obligation to file their appropriate short interest reports by their due dates. The following schedule outlines due dates for 2009. Questions regarding the information to be filed can be directed to the appropriate District Office.
Questions regarding concerning system requirements, file uploads, and related submission problems should be directed to (800) 321-6273. Business questions regarding the Short Interest Reporting deadlines should be directed to Yvonne Huber at (240) 386-5034 or Michele Bowan at (240) 386-4986.
Market Regulation Department—2009 Short Interest Reporting Deadlines
| Settlement Date | Due Date* | Exchange Receipt Date |
| January 15 (Thursday) |
January 20 – 6:00 p.m. (Tuesday) |
January 27 (Tuesday) |
| January 30 (Friday) |
February 3 – 6:00 p.m. (Tuesday) |
February 10 (Tuesday) |
| February 13 (Friday) |
February 18 – 6:00 p.m. (Wednesday) |
February 25 (Wednesday) |
| February 27 (Friday) |
March 3 – 6:00 p.m. (Tuesday) |
March 10 (Tuesday) |
| March 13 (Friday) |
March 17– 6:00 p.m. (Tuesday) |
March 24 (Tuesday) |
| March 31 (Tuesday) |
April 2 – 6:00 p.m. (Thursday) |
April 9 (Thursday) |
| April 15 (Wednesday) |
April 17 – 6:00 p.m. (Friday) |
April 24 (Friday) |
| April 30 (Thursday) |
May 4 – 6:00 p.m. (Monday) |
May 11 (Monday) |
| May 15 (Friday) |
May 19 – 6:00 p.m. (Tuesday) |
May 27 (Wednesday) |
| May 29 (Friday) |
June 2 – 6:00 p.m. (Tuesday) |
June 9 (Tuesday) |
| June 15 (Monday) |
June 17 – 6:00 p.m. (Wednesday) |
June 24 (Wednesday) |
| June 30 (Tuesday) |
July 2 – 6:00 p.m. (Thursday) |
July 10 (Friday) |
| July 15 (Wednesday) |
July 17 – 6:00 p.m. (Friday) |
July 24 (Friday) |
| July 31 (Friday) |
August 4 – 6:00 p.m. (Tuesday) |
August 11 (Tuesday) |
| August 14 (Friday) |
August 18 – 6:00 p.m. (Tuesday) |
August 25 (Tuesday) |
| August 31 (Monday) |
September 2 – 6:00 p.m. (Wednesday) |
September 10 (Thursday) |
| September 15 (Tuesday) |
September 17 – 6:00 p.m. (Thursday) |
September 24 (Thursday) |
| September 30 (Wednesday) |
October 2 – 6:00 p.m. (Friday) |
October 9 (Friday) |
| October 15 (Thursday) |
October 19 – 6:00 p.m. (Monday) |
October 26 (Monday) |
| October 30 (Friday) |
November 3 – 6:00 p.m. (Tuesday) |
November 10 (Tuesday) |
| November 13 (Friday) |
November 17 – 6:00 p.m. (Tuesday) |
November 24 (Tuesday) |
| November 30 (Monday) |
December 2 – 6:00 p.m. (Wednesday) |
December 9 (Wednesday) |
| December 15 (Tuesday) |
December 17 – 6:00 p.m. (Thursday) |
December 24 (Thursday) |
| December 31 (Thursday) |
January 5 – 6:00 p.m. (Tuesday) |
January 12 (Tuesday) |
* Eastern Time
