Customer Margin Balance Form Due Dates

FINRA member firms are required to submit—via the Customer Margin Balance Form—the total of all debit balances in securities margin accounts, and all free credit balances in all cash accounts and all securities margin accounts on a settlement date basis as of the last business day of the month.

 

2012 Filing Due Dates  
 

Period Ending

January 31, 2012

February 29, 2012

March 30, 2012

April 30, 2012

May 31, 2012

June 29, 2012

July 31, 2012

August 31, 2012

September 28, 2012

October 31, 2012

November 30, 2012

December 31, 2012

Due Date

February 8, 2012

March 8, 2012

April 10, 2012

May 8, 2012

June 8, 2012

July 10, 2012

August 8, 2012

September 11, 2012

October 8, 2012

November 8, 2012

December 10, 2012

January 9, 2013

 

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