Customer Margin Balance Form Due Dates

FINRA member firms are required to submit—via the Customer Margin Balance Form—the total of all debit balances in securities margin accounts, and all free credit balances in all cash accounts and all securities margin accounts on a settlement date basis as of the last business day of the month.

 

2014 Filing Due Dates  
 

Period Ending

January 31, 2014
 

February 28, 2014


March 31, 2014


April 30, 2014


May 30, 2014


June 30, 2014

 

July 31, 2014

 

August 29, 2014


September 30, 2014


October 31, 2014


November 28, 2014


December 31, 2014

Due Date

February 10, 2014

 

March 10, 2014

 

April 8, 2014

 

May 8, 2014

 

June 9, 2014

 

July 9, 2014

 

August 8, 2014

 

September 9, 2014

 

October 8, 2014

 

November 10, 2014

 

December 8, 2014

 

January 9, 2015