Customer Margin Balance Form Due Dates

FINRA member firms are required to submit—via the Customer Margin Balance Form—the total of all debit balances in securities margin accounts, and all free credit balances in all cash accounts and all securities margin accounts on a settlement date basis as of the last business day of the month.

 

2013 Filing Due Dates  
 

Period Ending

January 31, 2013

February 28, 2013

March 29, 2013

April 30, 2013

May 31, 2013

June 28, 2013

July 31, 2013

August 30, 2013

September 30, 2013

October 31, 2013

November 29, 2013

December 31, 2013

Due Date

February 8, 2013

March 8, 2013

April 8, 2013

May 8, 2013

June 10, 2013

July 9, 2013

August 8, 2013

September 10, 2013

October 8, 2013

November 8, 2013

December 9, 2013

January 9, 2014