Customer Margin Balance Form Due Dates

FINRA member firms are required to submit—via the Customer Margin Balance Form—the total of all debit balances in securities margin accounts, and all free credit balances in all cash accounts and all securities margin accounts on a settlement date basis as of the last business day of the month.

 

2015 Filing Due Dates


Period Ending

January 30, 2015
 

February 27, 2015


March 31, 2015


April 30, 2015


May 29, 2015


June 30, 2015

 

July 31, 2015

 

August 31, 2015


September 30, 2015


October 30, 2015


November 30, 2015


December 31, 2015

Due Date

February 9, 2015

 

March 9, 2015

 

April 9, 2015

 

May 8, 2015

 

June 8, 2015

 

July 9, 2015

 

August 10, 2014

 

September 9, 2015

 

October 8, 2015

 

November 9, 2014

 

December 8, 2015

 

January 11, 2016