FINRA Enhances Public Offering System with Dashboard Tool

On Monday, May 5, 2014, FINRA introduced a new tool called the Dashboard that provides information about the status of offerings filed for review in the Public Offering System.

 

The tool allows a firm to see all filings in which the firm is identified as a participating member in the offering.

 

The Dashboard is available through the Firm Gateway. Each firm's Super Account Administrator (SSA) is responsible for granting access to the Dashboard to personnel within the firm. 

 

For questions about the Dashboard, please contact the Corporate Financing Department at (240) 386-4623. Questions about Firm Gateway should be directed to FINRA's call center at (301) 590-6500.