The Report Center provides firms with secure access to data and reports designed to support their compliance activities. This information is intended to aid firms in the early detection of reporting problems, and to help them identify areas for improvement.
To log in to the Report Center, go to: https://reportcenter.finra.org.
The following reports are available on the Report Center:
Note: Reports on the Report Center do not relieve a firm from compliance obligations imposed under FINRA’s By-Laws and Rules, and will not limit or prevent FINRA from taking appropriate regulatory or disciplinary action against a firm or associated person for failure to comply with such rules.
Each member firm must designate a primary Report Center Account Administrator and at least one alternate Account Administrator using the Report Center Entitlements Form.
For questions or help, contact the Report Center administrator.