Advertising Regulation Conference

Available in 2010

FINRA's annual Advertising Regulation Conference provides practical guidance on compliance with the advertising rules and regulations for communications with the public. Workshops typically address advertising issues involving mutual funds, variable insurance products, alternative investments and options, as well as the issues raised by seminars and electronic communications. 

 

 

Only the FINRA Annual Conference is open to the media. All other FINRA conferences, pre-conferences, classroom learning, compliance boot camps, and FINRA Institute at Wharton are closed to the media.

• 2009 Advertising Regulation Conference Information