2009 FINRA Annual Conference

May 6-8, 2009
The Westin Boston Waterfront Hotel
Boston, MA

Speakers

 

This list of conference speakers will be updated as the program is developed.

 

Keynote Speaker: The Honorable Barney Frank, House Financial Services Committee

 

IA Regulation and Compliance Pre-Conference Keynote Speaker: Barry Barbash, Willkie Farr & Gallagher, LLP

 

Alma Angotti, FINRA

Sarah Bessin, Securities and Exchange Commission

Scott Borchert, FINRA

Karen Botvin, The Vanguard Group

Jerry Brady, Morgan Stanley

Stephanie Brown, LPL

Mari Buechner, Coordinated Capital Securities, Inc.
Susan Camillo, Dechert LLP

Joe Castro, Fidelity Investments

Evan Charkes, Citigroup

John Chiota, Legg Mason

Roland Cloutier, EMC Corp

John Coffee, Columbia Law School

Marc Cohn, Metropolitan Life Insurance Company

Kimberly Collins, MFS Investment Management
J. Lee Covington II, NAVA
Marian Desilets, Bank of America
Gary DeWaal, Newedge

Dennis Dickstein, UBS

Bob Errico, FINRA
Linda Fienberg, FINRA
Anne Flannery, Morgan Lewis
Joe Fleming, Dechert LLP
Eric Gallinek, Deutsche Bank

Phil Gallo, Deutsche Bank

Alexander Gavis, Fidelity Investments
John Gilner, T. Rowe Price
Tom Gira, FINRA
Scott Goebel, Fidelity Investments

Angela Goelzer, FINRA
Lourdes Gonzalez, Securities and Exchange Commission
Mark Hansen, State Street Global Markets, LLC

John Hennessy, FINRA

Eric Jacobson, Morningstar, Inc.
Steve Joachim, FINRA
Greg Johnson, J.P. Morgan Securities, Inc.

Fred Joseph, Colorado Department of Regulatory Agencies, Division of Securities
Jason Karlawish, M.D., University of Pennsylvania Medical School

Rick Ketchum, FINRA
Clifford Kirsch, Sutherland
John Komoroske, FINRA

Larry Kosciulek, FINRA

Elliot Leary, KPMG LLP

Thomas Lemke, Legg Mason
John Malitzis, NYSE Regulation

Robert Mass, Goldman Sachs Group, Inc.
Marc Menchel, FINRA
Susan Merrill, FINRA
Allen Meyer, Credit Suisse Group
Stephanie Monaco, Mayer Brown
Eric Moss, FINRA
James Mumford, Iowa Insurance Division
Neal Nakagiri, NPB Financial Group, LLC

Susan Nash, Securities and Exchange Commission

Annette Nazareth, Davis Polk & Wardell

Tim O'Neal Lorah, Morgan Stanley
Michelle Bryan Oroschakoff, Morgan Stanley
Tom Pappas, FINRA

Ronald Petersen, FINRA

Richard Repetto, Sandler O'Neill
Hans Reich, FINRA
Mark Rippe, FINRA
Gerard Rocchi, NewYork Life Securities
Mike Rufino, FINRA

Dan Ryan, Pricewaterhouse Coopers LLP

Pat Sadler, Sadler & Hovdesven, P.C.
Claire Santaniello, Pershing LLC
Joe Savage, FINRA
Tom Selman, FINRA

Cathleen Shine, AllianceBernstein

Steve Shine, Prudential

Dan Sibears, FINRA

David Sonnenberg, FINRA
Larry Stadulis, Stradley Ronan
Don Steel, Planned Investment Co., Inc.
Scott Stolz, Raymond James Financial, Inc.
Patricia Struck, Wisconsin Department of Financial Institutions
Neal Sullivan, Bingham McCutchen LLP

Kevin Swindon, FBI
Nicole Tanguy, Citigroup Global Markets, Inc.

Paul Tolley, Commonwealth Financial Network

Grace Vogel, FINRA
F. Joseph Warin, Gibson, Dunn & Crutcher LLP

Lori White, SEI

Ryan Wilson, AARP

Bill Wollman, FINRA

Pam Ziermann, Dougherty & Company