2009 FINRA Annual Conference
Registration Information
| Fees | Before April 17 | After April 17 |
| Investment Advisor Pre-Conference ONLY |
$595 (M) $885 (NM) |
$695 (M) $985 (NM) |
| Annual Conference ONLY |
$935 (M) $1,225 (NM) |
$1,135 (M) $1,425 (NM) |
| Annual Conference + Investment Advisor Pre-Conference |
$1,195 (M) $1,485 (NM) |
$1,395 (M) $1,685 (NM) |
| Annual Conference One-Day Rate for May 7 or May 8 | $595 (M) $885 (NM) |
$695 (M) $985 (NM) |
| Guest | $175 | $175 |
(M) = Member fee
(NM) = Non-member fee
Group Discounts Are Available:
Group rates are available for firms sending three or more employees to the annual conference. For more information, please call (212) 858-4119 or email for additional details.
Annual Conference fees include receptions on Wednesday and Thursday, continental breakfasts on Thursday and Friday, Thursday lunch, refreshment breaks, attendance to all sessions on Thursday and Friday, and conference materials.
Pre-Conference Program fees include Wednesday continental breakfast, lunch, reception on Wednesday evening, refreshment breaks and pre-conference materials.
One-Day Annual Conference fees include continental breakfast, lunch, refreshment breaks and receptions, attendance to all sessions on that day only, and all Annual Conference materials.
Guest Registration: Conference participants may bring a guest to conference receptions; please register this person per instructions found on the registration form. Guest registration does not permit attendance at sessions, luncheons or continental breakfasts.
| Online |
Online registration is for credit card transactions ONLY. To register using this method, complete the online registration form. Online registration closes one day prior to the start of the program. For those who wish to register after this date, please fax or phone your registration to FINRA. |
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Print out and complete the downloadable registration form and send payment and form to the address below with a check made payable to FINRA:
FINRA Conference Registration |
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| Fax |
Fax registration is for credit card transactions ONLY. Fax your completed downloadable registration form to FINRA at (202) 728-6956. |
| Phone |
(212) 858-4119 |
Conference registration is limited and available on a first-come, first-served basis. Payment is required at the time your registration is submitted. Registrations without payment are considered incomplete.
Registrations may not be sent via overnight mail. Checks are sent directly to a bank lockbox, and P.O. boxes will not accept courier or overnight deliveries.
You will receive an email confirmation of your registration within two weeks of receipt of your completed registration form and payment. Please make sure your registration has been confirmed prior to your arrival onsite at the conference.
FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the conference, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties or fare increases should the conference sell out or in the unlikely event that changes to the conference date and/or location become necessary.
Cancellation Policy
Full refunds for registration, less a $100 processing fee, will be granted to written requests received 14 days or more prior to the start date of the program. We regret that refunds will not be granted after April 22, 2009.
If you have questions about this conference, call (212) 858-4119.