2013 FINRA Annual Conference
May 20 – 22, 2013
12/13/12: The conference session descriptions published and registration for live broadcast opened.
The Annual Conference is FINRA’s premiere event to hear about regulatory developments, FINRA priorities and practical guidance on compliance issues.
View the 2013 conference session descriptions.
Next year's event addresses the following topics among others:
Two Ways to Participate
|In-person||First 100 Registrants|
Before Oct. 1, 2012
|Thru April 22, 2013||After April 22, 2013|
|Group Rate |
*Available for firms that simultaneously register three or more employees to attend the conference in person. We regret that group discounts cannot be applied retroactively. For more information, please call (202) 728-8131 or send us an email.
|Single Viewer License|
|Member (Small Firms)||$100|
|Member (Small Firms)||$200|
Member: employees of FINRA member firms; must provide a valid firm CRD number when registering for the conference.
Member (Small Firms): employees of FINRA member firms with 150 or fewer registered representatives; must provide a valid firm CRD number when registering for the conference.
Attorney: practicing lawyers who are employed by law firms, service providers or any other organization that is not a FINRA member firm; must provide a valid bar ID number when registering for the conference.
Government/Regulator: employees of state and federal government and regulatory agencies.
Non-Member: all others.
For more information or a copy of FINRA's Financial Hardship Policy, please call (800) 321-6273.
To register, click on the desired pricing option above to access the online registration form. Shortly after you complete the registration form, you will receive an email confirming your registration. Please make sure your registration has been confirmed prior to your arrival onsite at the conference. Online registration closes one day prior to the start of the program. Conference registration is limited and available on a first-come, first-served basis.
Annual Conference fees include receptions on Monday and Tuesday, continental breakfasts on Tuesday and Wednesday, lunches on Monday, Tuesday and Wednesday, refreshment breaks, attendance to all sessions and conference materials.
Free On-Demand Access Two Weeks After the Conference
All conference sessions will be available for on-demand viewing free of charge to all FINRA member firms and Certified Regulatory and Compliance Professional (CRCP) program participants two weeks after the live event.
The special discounted rate for the first 100 registrants is non-refundable. For all other registration categories, a full refund—less a $100 processing fee—will be granted to written requests received 14 days or more prior to the start date of the program. We regret that refunds will not be granted after May 6, 2013.
The 2013 FINRA Annual Conference will take place at:
Renaissance Washington, DC Hotel
999 Ninth Street, NW
Washington, DC 20001
Phone: (202) 898-9000
Toll free: (800) 468-3571
FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the conference, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties or fare increases should the conference sell out or in the unlikely event that changes to the conference dates and/or location become necessary.
Questions or Concerns
Become an Exhibitor