FINRA Annual Conference

May 26-28, 2010
Baltimore, MD

Save the date for the 2010 FINRA Annual Conference: May 26 - 28, 2010 in Baltimore, MD. Additional information including how to register are coming soon.

View 2009 FINRA Annual Conference details.

 

The FINRA Annual Conference addresses the complex business and operational challenges firms face in today's regulatory landscape. At the conference, attendees hear from industry leaders and analysts on their perspectives on regulatory reform and the future of the financial services industry, and then choose a schedule of workshops that address their own unique needs.

Along with essential updates on broker-dealer compliance, supervision and other core topics, the FINRA's Annual Conference includes Office Hours with FINRA staff and workshops covering a broader range of concepts.

 

Attendees leave with not only the most up-to-date information about regulation, but with a broader view of the securities industry than ever before. Make plans to attend in May 2010.

 

Only FINRA’s Annual Conference is open to the media. All other FINRA conferences, pre-conferences, classroom learning, compliance boot camps and FINRA Institute at Wharton are closed to the media.