District Compliance Events

The following is a listing of meetings—for FINRA members—hosted by FINRA's District Offices. Information is organized by District location. If you have questions about a particular meeting, please direct your inquiries to the designated meeting contact listed within these Web pages. 


More District events are being added on a regular basis. Check this page frequently for additional programs and other program updates.


District 1
San Francisco, California

District 2
Los Angeles, California

District 3A
Denver, Colorado

District 3B
Seattle, Washington

District 4
Kansas City, Missouri

District 5
New Orleans, Louisiana

District 6
Dallas, Texas

District 7
Atlanta, Georgia

District 7
Boca Raton, Florida

District 8
Chicago, Illinois

District 9A
Philadelphia, Pennsylvania

District 9B
Woodbridge, New Jersey

District 10
New York, New York

District 10
Long Island

District 11
Boston, Massachusetts



Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton, District Compliance Events and webinars are closed to journalists.