South Region Compliance Seminar

The FINRA South Region Compliance Seminar provides compliance and legal professionals an opportunity to discuss important regulatory and compliance issues and solutions with industry peers and regulators. Throughout the event, FINRA staff from the Atlanta, Boca Raton, Dallas and New Orleans District Offices, and from Washington, D.C., are available to discuss matters of interest with you.

 

Last Updated: 12/11/2014