District 1 (San Francisco) - District Compliance Meetings

 

Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff.

 

There are no events scheduled at this time.

 

Questions: Contact Dawn Morse at (206) 382-3463.

 

Last Updated: 7/23/2014