District 2 (Los Angeles) - Preventive Compliance Meetings

 

There are no events scheduled at this time. Please continue to look to this page for more information on future events

 

 

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District Office Contact: Cindy Cimino at (213) 229-2300

 

Only FINRA’s Annual Conference is open to the media. All other FINRA conferences, pre-conferences, classroom learning, compliance boot camps and FINRA Institute at Wharton are closed to the media.