District 3A (Denver) - District Compliance Meetings

Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff.


There are no events scheduled at this time.


District Office Contact: 


Susan Chu
FINRA - District 3A
4600 S. Syracuse Street

Suite 1400
Denver, CO 80237
(303) 446-3104 Tel
(303) 620-9450 Fax


Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton, District Compliance Events and webinars are closed to journalists.

Last Updated: 7/16/2014