District 3A (Denver) - District Compliance Meetings

Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff.

 

There are no events scheduled at this time.

 

 

---

 

District Office Contact: 

 

Susan Chu
FINRA - District 3A
4600 S. Syracuse Street

Suite 1400
Denver, CO 80237
(303) 446-3104 Tel
(303) 620-9450 Fax

 

Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton, District Compliance Events and webinars are closed to journalists.