District 3A (Denver) - Preventive Compliance Meetings

 

Please continue to look to this page for updates and future events.

District Office Contact: 

 

Susan Chu
FINRA - District 3A
4600 S. Syracuse Street

Suite 1400
Denver, CO 80237
(303) 446-3104 tel
(303) 620-9450 fax

 

Only FINRA’s Annual Conference is open to the media. All other FINRA conferences, pre-conferences, classroom learning, compliance boot camps and FINRA Institute at Wharton are closed to the media.