District 3B (Seattle) - District Compliance Events

 

Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff.

 

There are no events scheduled at this time.

 

 

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District Office Contact: Dawn Morse at (206) 382-3463.

 

Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton, District Compliance Events and webinars are closed to journalists.