District 3B (Seattle) - Preventive Compliance Events

There are no meetings scheduled at this time. Please continue to look to this page for more information on future events.

 

 

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District Office Contact: Dawn Morse at (206) 382-3463.

 

 

Only FINRA’s Annual Conference is open to the media. All other FINRA conferences, pre-conferences, seminars, and other professional development courses are closed to the media.