District 3B (Seattle) - District Compliance Events


Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff.


There are no events scheduled at this time.



District Office Contact: Dawn Morse at (206) 382-3463.


Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton, District Compliance Events and webinars are closed to journalists.

Last Updated: 5/29/2014