District 4 (Kansas City) - District Compliance Meetings

Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff. For more information including discussion topics, see the individual program descriptions below. 

 

Date Event Location and Venue Fees Registration

March 5, 2015
9 a.m. – noon

District Compliance Meeting

Kansas City Marriott Downtown
200 W. 12th Street
Kansas City, MO 64105

Free

Register

Topics:

  • Update on Regulatory Programs
  • 2015 Examination Priorities

Questions: Contact Cynthia Wilson at (816) 802-4773.

 


 

District Office Contact: Cynthia Wilson at (816) 802-4773.

 

Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton, District Compliance Events and webinars are closed to journalists.

Last Updated: 2/4/2015