District 4 (Kansas City) - District Compliance Meetings

Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff. For more information including discussion topics, see the individual program descriptions below. 


There are no events scheduled at this time.

Questions: Contact Cynthia Wilson at (816) 802-4773.



District Office Contact: Cynthia Wilson at (816) 802-4773.


Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton, District Compliance Events and webinars are closed to journalists.

Last Updated: 9/5/2014