District 7 (Atlanta) - District Compliance Meetings

Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff.  

 

There are no events scheduled at this time.
 

More District events are being added on a regular basis. Check this page frequently for additional programs and other program updates.


District Office Contact: Paula Bivins-Johnson at (404) 239-6117.

 

Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton, District Compliance Events and webinars are closed to journalists.

Last Updated: 9/11/2014