District 8 (Chicago) - District Compliance Meetings

Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff.


DateEventLocation and VenueFeesRegistration

October 8, 2014

2 p.m. – 4 p.m.

Member Meeting

Harris Bank Building
115 S. LaSalle Street
Chicago, IL 60603


Register by October 6


  • Rick Ketchum, Chairman and CEO, FINRA
  • Chip Jones, SVP Member Relations and Education, FINRA
  • Ed Wegener, FINRA Vice President and Chicago District Director



District Office Contact: Karen Martin  (312) 899-4311


Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton, District Compliance Events and webinars are closed to journalists.



Last Updated: 9/29/2014