District 8 (Chicago) - District Compliance Meetings
Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff.
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October 8, 2014
2 p.m. – 4 p.m.
Harris Bank Building
Register by October 1
District Office Contact: Karen Martin (312) 899-4311
Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton, District Compliance Events and webinars are closed to journalists.