District 9B (Woodbridge) - District Compliance Meetings

Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff.
 

There are no events scheduled at this time.
 

Questions: Contact Debra Smit at (732) 596-2027.

 


 

District Office Contact:

Debra Smit
(732) 596-2027 Tel
(732) 596-2002 Fax

 

Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton, District Compliance Events and webinars are closed to journalists.

Last Updated: 9/23/2014