District 10 (New York) - Preventive Compliance Meetings
Thursday, December 3, 2009
Breakfast: 8:00 - 8:30
Presentation: 8:30 - 10:00
Bayard's
One Hanover Square
New York, NY 10004
(Continental Breakfast)
Topic: Rule Consolidation & Year in Review
To attend, please register by November 27th.
Please continue to look to this page for more information on future events.
District Office Contact
FINRA – District 10, New York
1 Liberty Plaza
New York, New York 10006
(212) 858-4178 tel
(212) 858-4078 fax
Only FINRA’s Annual Conference is open to the media. All other FINRA conferences, pre-conferences, classroom learning, compliance boot camps and FINRA Institute at Wharton are closed to the media.