District 10 (New York) - District Compliance Meetings

Designed for compliance and legal professionals, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff.


There are no events scheduled at this time.



District Office Contact: Georgia Mantekas (212) 858-4178.


Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton, District Compliance Events and webinars are closed to journalists.


Last Updated: 11/14/2014