District 7 (Boca Raton) – District Compliance Meetings
Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff. For more information including discussion topics, see the individual program descriptions below.
There are no events scheduled at this time.
District Office Contact:
FINRA - Florida District Office
Fax: (561) 443-7995
Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton, District Compliance Events and webinars are closed to journalists.