District 7 (Boca Raton) – District Compliance Meetings

Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff.  For more information including discussion topics, see the individual program descriptions below.

There are no events scheduled at this time.

District Office Contact:


John Clark
Examination Manager
FINRA - Florida District Office
(561) 443-8025
Fax: (561) 443-7995


Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton, District Compliance Events and webinars are closed to journalists.

Last Updated: 6/18/2014