District 7 (Boca Raton) – District Compliance Meetings

Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff.

 

There are no events scheduled at this time.

 

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District Office Contact:

 

John Clark
Examination Manager
FINRA - Florida District Office
(561) 443-8025
Fax: (561) 443-7995

  

Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton, District Compliance Events and webinars are closed to journalists.