Phone-In Workshop: TRACE Expansion—Technical and Operational Aspects

June 8, 2011
1 – 1:45 p.m. ET

Following are related resources for the TRACE Expansion Phone-In Workshop on June 8, 2011. You may submit questions during the call via email to TRACEFeedback. Please indicate “6/8/2011 Call” in the subject line. You may also submit questions to TRACEFeedback after the call.

 

FINRA Panelists

  • Mac Northam – Member Regulation
  • Cindy Friedlander – Member Regulation
  • Patrick Geraghty – Market Regulation
  • Sharon Zackula – Office of General Counsel
  • Elliot Levine – Transparency Services
  • Karen Sancilio – Product Management
  • Orlando Cortes – Product Management
  • Justin Tubiolo – Participant Services
  • Elaine Eggers – Participant Services
  • Ola Persson – Corporate Debt
  • Noah Egorin – Firm Compliance Tools
  • Marie Griffin – Firm Compliance Tools

 

Current TRACE Rules (6700 Series)
 
Regulatory Notices
10-23 SEC Approves Reporting Asset-Backed Securities Transactions to TRACE and Related Fees; Effective Date: February 14, 2011.
 

10-55 FINRA Establishes a New Effective Date for Reporting Asset-Backed Securities to TRACE and Related Rule Changes; Effective Date: May 16, 2011.
 
TRACE FAQ

 

Technical Notices

 

Technical Specifications
 
Contacts

  • Market Operations: (866) 776-0800
  • NASDAQ Technology: (212) 231-5180
  • TRACE Product Management: (866) 899-2107
  • TRACE Participant Services:
    • Justin Tubiolo: (212) 858-4419
    • Elaine Eggers: (212) 858-4117
       

More Information