Anti-Money Laundering—Institutional: Recognizing Red Flags (ELC144)

Scenarios focus on when to escalate red flags that are discovered during both the account opening or the account monitoring process and emphasizes the importance of due diligence on any new account even if it is with an existing customer.

Course Highlights
This online course leads participants through a series of scenarios, asks them to make decisions, shows correct and incorrect answers and then prompts them to complete and pass a mastery test at the end of the course.

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Review the course outline.

Purchase Options

 

• Individual Course
  Purchase this course at a FINRA-member rate of $12.50 per course, per user, or at a non-member rate of $20 per course, per user.
  
  
• Individual Library Subscription
  If you are considering purchasing three or more courses, a Library Subscription may be the most cost-effective option. The Library Subscription grants you access to FINRA's entire growing library of e-learning courses, including all newly released courses, for a period of one year from the date of the subscription purchase. The Library Subscription FINRA-member rate is $45 per user, and the non-member rate is $75 per user.
  
  
• Group Purchases and Unlimited-Use Site Licenses
  FINRA also offers Group Purchases and Unlimited-Use Site Licenses for two or more users.

 

Note: A user name and password will be emailed within 48 hours of receipt of payment.

 

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