FINRA's e-learning library and individual courses can be used for Firm Element, anti-money laundering or other training on specific compliance topics. FINRA firms receive a substantial discount on e-learning purchases compared to non-FINRA firms.
Featured Course: Annual Compliance Reminders for Registered Representatives – Vol. 4
To purchase this course, search for "Annual Compliance Reminders" in the FINRA Member catalog.
Purchase courses or library subscriptions — which include access to all of FINRA's e-learning courses — for three or more employees and receive a complimentary login for a designated training manager at your firm in order to assign courses, track course progress and completion, assign deadlines, run reports and more. Make a group purchase.
Note: Use of FINRA's e-learning courses does not guarantee compliance with regulatory requirements or create a safe harbor from regulatory responsibilities.