Non-Members: Find and Purchase E-Learning Courses and Library Subscriptions
FINRA's e-learning library and individual courses offer training on a range of compliance topics, including anti-money laundering, variable annuities and ethics.
Featured Course: AML – Bank-Affiliated Broker-Dealers: Understanding
Your Role – Vol. 1
To purchase this course, search for "Bank-Affiliated" in the FINRA Non-Member catalog.
Purchase courses or library subscriptions — which include access to all of FINRA's e-learning courses — for three or more employees and receive a complimentary login for a designated training manager at your firm in order to assign courses, track course progress and completion, assign deadlines, run reports and more. Make a group purchase.
Note: Use of FINRA's e-learning courses does not guarantee compliance with regulatory requirements or create a safe harbor from regulatory responsibilities.