E-Learning Courses

FINRA's e-learning courses are SCORM¹ –compliant and include real-time completion tracking and certificates of completion. E-Learning courses may be suitable for firm element and other compliance training or simply to remain current on key compliance issues.

 

FINRA offers the following e-learning programs:

 

• FINRA E-Learning Courses – these FINRA-developed e-learning courses address the latest compliance issues. Upon completion of each course, optional post-course assessments are available.
  
  
• Regulatory Element Program Scenarios (netCEP) – this training library includes over 60 scenarios, and contains content covering a wide range of topics taken directly from Continuing Education Regulatory Element Program content that is no longer active. They may be helpful when preparing for Regulatory Element.
  
  

1 SCORM, the Sharable Content Object Reference Model, is a technical specification that governs how online training (or "e-learning") is created and delivered to learners.

• Education & Training Calendar