Communications with the Public: New FINRA Rule 2210

Original Program Date: January 29, 2013

During this free 60 minute webinar, FINRA staff and industry experts explain changes to FINRA’s communication rules, which became effective February 4. You will learn about the new supervision standards for seminars and other public appearances, the new filing requirement for structured products and how social media fits in under the new rules.

 

Register Now

Complete the online registration form. A confirmation email will be sent after your registration has been processed.

 

Registration for the On-Demand Webinar 

 

For registration or technical questions call (800) 321-6273.
 

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FINRA's webinars are the sole property of FINRA and the information provided is for informational and educational purposes only. The content of the webinars does not constitute any FINRA rule or amendment or interpretation to such rules. Compliance with any recommended conduct presented does not mean that a firm or person has complied with the full extent of their obligations under FINRA rules, the rules of any other SRO, or securities laws. Use of this webinar does not create a safe harbor from regulatory responsibility. This webinar is provided "as is". FINRA and its affiliates are not responsible for any human or mechanical errors or omissions. Parties may not reproduce the webinars in any form, nor reference them in any publication, without the express written consent of FINRA.
 
Only FINRA's Annual Conference is open to the media. All other FINRA conferences, webinars, and other programs are closed to the media.