July 2012 Quarterly Disciplinary Review

August 13, 2012

FINRA staff discuss examples of registered representatives’ misconduct, as featured in the July issue of FINRA's Quarterly Disciplinary Review.



Note: It may take a moment for the podcast to start after clicking "Play" depending on the size of the podcast and the speed of your connection. Please be patient while it loads. If you prefer, you may download the podcast.