Reg NMS and OTC Equity Securities

February 22, 2011

This podcast covers new FINRA rules about quoting and trading over-the-counter equity securities, and how these rules extend certain Regulation NMS protections to them.



Note: It may take a moment for the podcast to start after clicking "Play" depending on the size of the podcast and the speed of your connection. Please be patient while it loads. If you prefer, you may download the podcast.