May 23, 2012
Heightened Supervision of Complex Products - Part 2
April 23, 2012
Heightened Supervision of Complex Products - Part I
November 8, 2010
Municipal Securities (Part III of III)
October 25, 2010
Commodity Futures-Linked Securities
October 18, 2010
Municipal Securities (Part II of III)
September 27, 2010
Municipal Securities (Part I of III)
May 17, 2010
Principal-Protected Notes
March 22, 2010
Variable Life Settlements and Transactions in Related Investment Products - Your Firm's Obligations - Part II
March 8, 2010
Reverse Convertibles
February 22, 2010
Variable Life Settlements and Transactions in Related Investment Products - Your Firm's Obligations - Part I
November 9, 2009
Deferred Variable Annuities
July 13, 2009
Non-Traditional Exchange-Traded Funds
March 16, 2009
Cash Alternatives
February 17, 2009
High Yield Environment Instruments
January 12, 2009
Special Purpose Acquisition Companies
October 20, 2008
Structured Products
September 9, 2008
Public Offerings of DPPs and REITs
July 28, 2008
Debt Mark-Ups
July 5, 2007
Debt Securities Mark-Up Interpretation
March 27, 2007
Life Settlements
December 14, 2006
Structured Products: Definition and Guidance
November 13, 2006
Regulatory Responsibilities in the Sale of TICs
September 12, 2006
Life Settlements
August 16, 2006
Equity Indexed Annuities
