FINRA Webcast

Anti-Money Laundering for Operations Staff

This webcast provides an overview of AML responsibilities geared toward employees working in operations. It highlights tips for monitoring and identifying suspicious activities such as unusual wire transfers and suspicious trading patterns, and includes an example to reinforce the content.

 

View Webcast

 

Related Resource:

FINRA's AML Issue Center


View Other Available Webcasts

For firms that use FINRA webcasts for training purposes, please be aware that FINRA now offers webcast tracking through the Report Center.

 

Contact Us

Important Viewing Notes:

Access
Some firms have firewalls that are not configured to allow audio/video from the Internet. Please check with your IT department to resolve this issue.

Required Software
Accessing the webcast requires Macromedia Flash 8.0 or higher.

 

Download Macromedia FlashPlayer

Required Hardware
Your computer must have a sound card and speakers (internal or external) in order to hear the webcast.