FINRA Webcast

Structured Products

 

This webcast focuses on structured products and the features in these products that may not be easily understood by registered representatives. It includes a discussion around suitability, information on how to evaluate structured products and suggestions for communicating with customers. The webcast features an example to illustrate presented concepts.

 

This program is also offered as an e-learning course with real-time completion tracking and certificates of completion.

 

View Webcast

 

Related Resources:

Notice to Members 05-59

NASD Rule 2110

NASD Rule 2210

NASD Rule 2310

NASD Rule 2720

NASD Rule 3010

NASD Rule 3012

 

 

View Other Available Webcasts

For firms that use FINRA webcasts for training purposes, please be aware that FINRA now offers webcast tracking through the Report Center. 

 

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Important Viewing Notes:

Access
Some firms have firewalls that are not configured to allow audio/video from the Internet. Please check with your IT department to resolve this issue.

Required Software
Accessing the webcast requires Macromedia Flash 8.0 or higher.

 

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Required Hardware
Your computer must have a sound card and speakers (internal or external) in order to hear the webcast.