FINRA Webcast

MSRB Supervision Rules

 

Under the rules of the Municipal Securities Rulemaking Board (MSRB), firms must supervise their municipal securities business. This webcast provides an overview of municipal securities supervision requirements.

 

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Related Resources:


Municipal Securities Rulemaking Board

 

MSRB Rule G-27

 

NASD Rule 3010 – Supervision

 

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