FINRA Webcast

Note: Effective March 31, 2010, FINRA will no longer offer webcasts for frontline staff. For similar online compliance and regulatory programs, please consider FINRA's e-learning courses.

 

Margin Accounts

"Trading on margin" is one area of customer securities transactions that can be confusing to brokers and investors alike. This webcast reviews when and why margin is used. In addition, it explores the meaning behind the important required disclosures that are presented to investors when they enroll in a margin account.

 

View Webcast

Related Resources:

Understanding Margin Accounts

 

Purchasing on Margin

 

Investor Alert

 

Margin Disclosure Statement (PDF 23 KB)

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For firms that use FINRA webcasts for training purposes, please be aware that FINRA now offers webcast tracking through the Report Center.

 

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