FINRA Webcast

Margin Accounts

"Trading on margin" is one area of customer securities transactions that can be confusing to brokers and investors alike. This webcast reviews when and why margin is used. In addition, it explores the meaning behind the important required disclosures that are presented to investors when they enroll in a margin account.

 

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Related Resources:

Understanding Margin Accounts

 

Purchasing on Margin

 

Investor Alert

 

Margin Disclosure Statement (PDF 23 KB)

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