FINRA Webcast
Important Issues in Customer Data Protection
The need to safeguard confidential customer information is a growing concern. This webcast highlights the issues and the responsibilities registered representatives should be aware of in protecting their customers' information. A scenario highlighting key learning objectives is included.
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Related Resources:
Investor Alert: Using Online Brokerage Accounts
Protecting Customer Info: Notice to Members 05-49
Privacy of Financial Info: Notice to Members 00-66
Instant Messaging: Notice to Members 03-33
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