FINRA Webcast

Note: Effective March 31, 2010, FINRA will no longer offer webcasts for frontline staff. For similar online compliance and regulatory programs, please consider FINRA's e-learning courses.

 

Structured Products

 

This webcast focuses on structured products and the features in these products that may not be easily understood by registered representatives. It includes a discussion around suitability, information on how to evaluate structured products and suggestions for communicating with customers. The webcast features an example to illustrate presented concepts.

 

 

View Webcast   Related Resources: Notice to Members 05-59 NASD Rule 2110 NASD Rule 2210 NASD Rule 2310 NASD Rule 2720 NASD Rule 3010 NASD Rule 3012     View Other Available Webcasts For firms that use FINRA webcasts for training purposes, please be aware that FINRA now offers webcast tracking through the Report Center.    Contact Us

Important Viewing Notes: Access Some firms have firewalls that are not configured to allow audio/video from the Internet. Please check with your IT department to resolve this issue. Required Software Accessing the webcast requires Macromedia Flash 8.0 or higher.   Download Macromedia FlashPlayer Required Hardware Your computer must have a sound card and speakers (internal or external) in order to hear the webcast.