Changes to a Firm’s Continuing Membership Application
On-Demand
This on-demand program covers the current economic environment has prompted many firms to make material business changes such as offering new products or services or merging with or acquiring other firms. Changes like these require firms to submit an amendment to their FINRA Membership Application—also known as a Continuing Membership Application, or CMA. During this audio webinar, FINRA staff and industry panelists discuss common questions—such as when to file a CMA—and provide suggestions for how to file amendments. This audio webinar lasts approximately 60 minutes.
Registration Fees
Member | Non-Member |
$25 | $50 |
System Test
Prior to registering for this session, we recommend testing your computer system to ensure it meets the minimum systems requirements for viewing webinars. Test your system.
How to Register
| Online | Register for the FINRA Webinar On-Demand Program. ($25 - FINRA member rate or $50 - non-member rate). |
Please email us if you have questions regarding this webinar.
FINRA's webinars are the sole property of FINRA and the information provided is for informational and educational purposes only. The content of the webinars does not constitute any FINRA rule or amendment or interpretation to such rules. Compliance with any recommended conduct presented does not mean that a firm or person has complied with the full extent of their obligations under FINRA rules, the rules of any other SRO, or securities laws. Use of this webinar does not create a safe harbor from regulatory responsibility. This webinar is provided "as is". FINRA and its affiliates are not responsible for any human or mechanical errors or omissions. Parties may not reproduce the webinars in any form, nor reference them in any publication, without the express written consent of FINRA.
Only FINRA's Annual Conference is open to the media. All other FINRA conferences, pre-conferences, seminars, and other professional development courses are closed to the media.