Enterprisewide Anti-Money Laundering
Live Program
January 20, 2010
1:30 p.m. - 2:30 p.m., Eastern Time / 10:30 a.m. - 11:30 a.m., Pacific Time
This webinar addresses how to develop an effective, enterprisewide anti-money laundering (AML) compliance program for firms with securities, banking, insurance and/or foreign affiliates. Panelists from FINRA and the industry discuss practical considerations for mitigating potentials risks, identifying red flags, and monitoring and reporting suspicious activity in the context of enterprisewide AML risk management. This webinar lasts approximately 60 minutes. Audience members can submit questions to the panel during the live program or email questions in advance.
Registration Fees
|
Member |
Non-Member |
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$50 |
$100 |
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How to Register
|
Online |
Register for the FINRA Webinar Live Program |
Note: A confirmation email will be sent to you upon receipt of payment.
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FINRA's webinars are the sole property of FINRA and the information provided is for informational and educational purposes only. The content of the webinars does not constitute any FINRA rule or amendment or interpretation to such rules. Compliance with any recommended conduct presented does not mean that a firm or person has complied with the full extent of their obligations under FINRA rules, the rules of any other SRO, or securities laws. Use of this webinar does not create a safe harbor from regulatory responsibility. This webinar is provided "as is". FINRA and its affiliates are not responsible for any human or mechanical errors or omissions. Parties may not reproduce the webinars in any form, nor reference them in any publication, without the express written consent of FINRA.
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