FINRA 2010 Examination Priorities
Live Program
March 17, 2010
1:30 p.m. - 2:30 p.m., Eastern Time / 10:30 a.m. - 11:30 a.m., Pacific Time
This webinar addresses FINRA's 2010 examination priorities. FINRA staff discuss the top priorities in detail, highlight frequently found deficiencies and offer guidance on how to avoid common deficiencies. This webinar lasts approximately 60 minutes. Audience members can submit questions to the panel during the live program or email questions in advance.
Registration Fees
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Member |
Non-Member |
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$50 |
$100 |
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How to Register
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Online |
Register for the FINRA Webinar Live Program |
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