Webinar: Ask FINRA Staff

Original Program Date: July 16, 2013

This 75-minute webinar brings the popular "Ask FINRA Staff" session from the FINRA Annual Conference online. Regulatory experts from FINRA's Advertising Regulation, Member Regulation, and Dispute Resolution departments will answer viewer questions, address unanswered questions from our annual conference and provide other important regulatory updates.


How to Register

Complete the online registration form. A confirmation email will be sent after your registration has been processed.


Registration for the On-Demand Webinar


For registration or technical questions call (800) 321-6273.



FINRA's webinars are the sole property of FINRA and the information provided is for informational and educational purposes only. The content of the webinars does not constitute any FINRA rule or amendment or interpretation to such rules. Compliance with any recommended conduct presented does not mean that a firm or person has complied with the full extent of their obligations under FINRA rules, the rules of any other SRO, or securities laws. Use of this webinar does not create a safe harbor from regulatory responsibility. This webinar is provided "as is". FINRA and its affiliates are not responsible for any human or mechanical errors or omissions. Parties may not reproduce the webinars in any form, nor reference them in any publication, without the express written consent of FINRA.


Only FINRA's Annual Conference is open to the media. All other FINRA conferences, webinars, and other programs are closed to the media.