Suitability: Findings and Industry Practices Webinar

Original Program Date: October 8, 2013

In this free 60-minute video webinar, FINRA staff and industry experts discuss implementation of the suitability rule and highlight examination methodology, common findings and effective industry practices for complying with the rule.

 

How to Register

Complete the online registration form below. A confirmation email will be sent after your registration has been processed.

 

Registration for the On-Demand Webinar 

 

For registration or technical questions call (800) 321-6273.