Suitability: Findings and Industry Practices Webinar
Original Program Date: October 8, 2013
In this free 60-minute video webinar, FINRA staff and industry experts discuss implementation of the suitability rule and highlight examination methodology, common findings and effective industry practices for complying with the rule.
Complete the online registration form below. A confirmation email will be sent after your registration has been processed.
For registration or technical questions call (800) 321-6273.