FINRA Webinars
Compliance Education Delivered Directly to Your Desktop
FINRA webinars are live, interactive, online programs delivered right to your desktop. These 60-minute streaming audio presentations are ideal for compliance professionals who want to listen to and interact directly with industry experts. Webinars include panel discussions with FINRA staff and/or industry experts, and feature online resource materials that participants can access from their own computers. Audience members can choose to participate in the live, real-time versions of the programs or listen to the "on-demand" versions at a later date.
Webinars start at 1:30 p.m., Eastern Time, the third Wednesday of every month.
Webinar Subscription 
New for 2010: Receive a substantial discount when you subscribe to the 2010 webinar series for a year. For the cost of three individual webinars, subscribers gain access to each live installment of FINRA's 2010 monthly webinars as well as access to each webinar for up to three months after it is presented. For more information and to subscribe, visit the Webinar Subscription page.
Upcoming Live Webinars
- Deferred Variable Annuities • November 18, 2009
- Compliance Considerations for Social Networking Sites • December 16, 2009
- Enterprisewide Anti-Money Laundering • January 20, 2010
- Branch Office Examinations and Inspections • February 17, 2010
- FINRA 2010 Examination Priorities • March 17, 2010
On-Demand Programs
- Changes to a Firm's Continuing Membership Application
- Current Market Impacts on Fixed Income Compliance
- FTC's Red Flags Rule and the FACT Act
- Registration Requirements for Dually Registered IA and BD Firms
