Week I: Foundation
Steinberg Conference Center
255 South 38th Street
Philadelphia, PA 19104
Registration is Now Open for 2014
This intensive five-day course takes place at the Wharton School executive education facility in Philadelphia. Taught by University of Pennsylvania business and law school professors and industry professionals, this foundational course leverages case studies and interactive discussions to arm participants with a broad understanding of the financial services industry and financial regulations.
After completing this course, you will be able to:
View the session descriptions, schedule at-a-glance (PDF 34 KB) and faculty biographies for our August 2013 program. The 2014 schedule and session descriptions will be available in the spring of 2014.
|August 11 – 15, 2014||
Member – $8,975*
* Price includes registration fees, hotel accommodations, meals and materials.
The course schedule is subject to change. Continue to visit this page for the most up-to-date information.
Course attendees may receive up to 32 CPE Credits. Delivery Method: Group-live. CPE course level: Intermediate.
FINRA is registered with the National Association of State Boards of Accountancy (NASBA), as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN, 37219-2417. Website: www.nasba.org.
Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton and webinars are closed to journalists.