Week II: Capstone
Steinberg Conference Center
255 South 38th Street
Philadelphia, PA 19104
Registration is Now Open for 2014
Over five days, University of Pennsylvania business and law school professors and financial services industry experts explore a series of advanced-level regulatory and compliance topics that help participants build on previous coursework covered during Week I.
After completing this course, you will be able to:
View the 2014 schedule at-a-glance. The session descriptions and faculty biographies will be available in the fall of 2014.
|November 3 – 7, 2014|
Member – $8,975*
* Price includes registration fees, hotel accommodations, meals and materials.
The course schedule is subject to change. Continue to visit this page for the most up-to-date information.
Course attendees may receive up to 45 CPE Credits. Delivery Method: Group-live. CPE course level: Advance.
West LegalEdcenter is processing CLE/CPE credits on behalf of FINRA and is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.
Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton and webinars are closed to journalists.