FINRA Institute at Wharton CRCP^TM Continuing Education Requirement

Certified Regulatory and Compliance Professional (CRCP^TM) designees are required to complete 12 hours of continuing education (CE) every three years as of their certificate anniversary award date. You can choose your CRCP CE credits from FINRA-developed conferences, e-learning, online workshops, webinars and webcasts.

 

CRCP CE Self-Reporting Process

CRCP graduates should report continuing education credit(s) upon conclusion of the program by logging the information through the online form. Provide your full name, email address, full name of the program and date of the program. If you experience technical difficulties with the online form, delete your cookies and temporary internet files.

 

Updated CRCP CE progress reports are emailed to CRCP graduates at the end of every year.

 

CRCP designees who do not remain current with the CRCP CE requirement may no longer use the designation of CRCP.

 

Note to Graduates from 2003 or earlier: CRCP designees who received their designation in 2003 or earlier are waived from the CRCP CE requirement. However, these designees are encouraged to complete voluntary continuing education.

The following FINRA programs are eligible for FINRA CRCP CE credit:

 

Eligible Program	Duration	CRCP CE Credits
FINRA Annual Conference – In-person	3 Days	12
FINRA Annual Conference – Live Broadcast	3 Days	12
FINRA Annual Conference – Individual Session (via live broadcast or audio)	1-1.25 Hours	1
FINRA Advertising Regulation Conference	1 ½ Days	9
FINRA Fixed Income Conference – In-person	1 Day	6
FINRA Fixed Income Conference – Live Broadcast	1 Day	6
FINRA E-Learning Courses	25-30 Minutes	½
FINRA E-Learning Arbitrator Course	8 Hours	8
FINRA E-Learning Arbitrator Course	2 Hours	2
FINRA South Region Compliance Seminar	1 ½ Days	6
CRCP In-Person Event	60 Minutes	1
FINRA Podcast	10 Minutes	¼
FINRA Webinar	60 Minutes	1
FINRA Webinar	90 Minutes	1.5

 

• Conferences and Events 
• Webinars
• Podcasts