University Programs

FINRA Institute at Wharton

Designed for the high-potential executive, the FINRA Institute at Wharton program delivers a comprehensive and rigorous course of instruction on the foundation, theory and practical application of securities laws and regulation. The program draws on the expertise of Wharton faculty, senior regulators and industry practitioners and brings together a diverse group of participants from securities firms, the legal profession, SEC, FINRA and other regulators to provide a unique learning experience for participants.