Proceeding Number		Date		Title
C10960149		12/22/98		Andrew Fensmark Harris
C01960020		11/18/98		Daniel Wright Sisson
C02960024		11/13/98		James Basil Peters
C8A960094		11/11/98		Norman M. Merz
C05930020		11/3/98		Donald R. Gates
C9A960029		10/22/98		Pamela A. Hartsock
C07960105		10/22/98		Wayne B. Vaughan
C8A970040		10/22/98		Herbert L. Davis, Jr.
C07970006		10/15/98		Joseph G. Chiulli
CMS920005		10/14/98		John Roger Faherty & Nianne A. Norris
C07960096		9/14/98		Hunter International Securities, Inc., & Louis N. Nizza, Jr.
C10970029		9/11/98		John M. Columbia
C07960069		8/25/98		Steven A. Kirschbaum
C07970022		8/17/98		Allen R. Prewitt
C10960162		7/29/98		Douglas John Mangan
C02970027		7/28/98		Nancy H. Martin
C07970045		7/24/98		Ted D. Wells
CMS920091		7/13/98		Michael J. Markowski & Joseph F. Riccio
C01970012		7/9/98		Monterey Bay Securities, Inc., & Kenneth Mark Doolittle
C10970007		7/8/98		Lawrence P. Bruno, Jr.
C01970012		7/2/98		Monterey Bay Securities, Inc., & Kenneth Mark Doolittle
C07950058		7/2/98		International Trading Group, Inc., & Daniel E. Carter
C01970017		7/2/98		Glen McKinley Richars, III
C07970051		7/1/98		Richard Timothy Greene
No Complaint Number		6/29/98		Carlisle Investment Group, Ltd.
C10930017		6/12/98		Rafael Pinchas
C9B950010		6/12/98		Eliezer Gurfel
C07970024		6/4/98		Michael L. Yancey
C8A960040		3/23/98		Podesta & Co. & Carol P. Foley
C3A960040		3/13/98		Cindy M. Goldberg
C02970007		3/6/98		Aaron Eugene Granath
C07960085		3/6/98		Adam S. Levy
CMS950110		2/27/98		La Jolla Capital Corp. & Harold Bailey Gallison, Jr.
C07930034		2/19/98		Escalator Securities, Inc., & Howard A. Scala
CMS960085		2/3/98		James T. Patten & Greater Metropolitan Investment Services, Inc.
C02960042		1/23/98		Stephen J. Gluckman
C3B960004		1/23/98		Otto M. Bruun
C07960009		1/23/98		James S. Pritula
C07960091		1/22/98		Robert L. Wallace
C8B960042		1/22/98		John A. Chepak
C02960031		1/20/98		Donna R. Roach
C06950004		1/20/98		Clinger & Co., Inc., & Norman E. Clinger
C04960004		1/16/98		Tammy S. Kwikkel-Elliott
C8A960029		1/7/98		Bruce L. Pecaro
C02950044		1/6/98		Lori Sue Koppel-Heath